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IaS offers end-to-end advice with respect to product management, operations, order & trade processing, marketing, compliance, regulatory reporting and finance to optimize business returns.

IaS help firms comply with securities regulations and board requirements.

​We offer a complete range of advisory services with respect to direct investing related to global trading, clearing, settlement, custody, securities lending, margin and financing.​ The product breadth is extensive including equities, etfs, bonds, currencies, commodities, foreign exchange and exchange derivatives.
Integrated Product Management
IaS and its specialists develop integrated product management frameworks and solutions for financial firms looking for disruptive innovations in the fintech space with the goal of diversifying their offerings and revenues and also the efficiency of operations. By using a product management approach, we enable companies to launch new product offerings, add to their existing services and create new markets.  
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By creating a customer-centric solution based on a foundation of integrated products, this allows a firm to move beyond a defined range or a single product and allows multiple offerings that reinforces customer retention and loyalty. Traditional business silos can be transformed with new-product-design thinking. IaS's integrated solutions offer end-to-end experiences so clients are engaged, satisfied and retained.

​IaS and its specialists have extensive capabilities in trading, clearing and settlement in the brokerage and investment fund sectors. An effective road-map to an integrated product-centric organization starts with analyzing existing products and services, distribution channels, geography and other business relationships. We can then identify opportunities to grow the product shelf, create an implementation plan and ensure buy-in from all levels of a firm.
​Operations
IaS helps organizations design and implement superior front, middle and back-office processes including research, portfolio management, risk management, technology and distribution.
Industry leading execution platforms
IAS leverages leading-edge execution platforms, advanced order routing, security, risk management, insurance and professional reporting. We offer a best-in-class solutions at very competitive prices.
Investment Choices
​The product breadth is extensive including equities, etfs, bonds, currencies, commodities, foreign exchange and exchange derivatives.
Trade the world
IaS undertakes due diligence on trading and portfolio management capabilities to ascertain the best-in-class so clients can focus investment research and obtaining alpha.
Risk Management & Regulatory Compliance
IaS supports firms with a broad array of risk, compliance and regulatory capabilities. We help firms develop enterprise risk frameworks, define and enhance their risk appetite, risk management procedures, policies and infrastructure.
Anti-money laundering controls
Simple, transparent and effective AML controls.
Internal Auditing
We can help a firm accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance. 

Our Services include:

Operations
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. Operational Development / Outsourcing
. System Requirements Gathering & integration
. Problem Resolution
. Reconciliations Risk Management
. Project Management
. Business Analysis
. Clearing & Settlements
. Quality Assurance
. Vendor Partnerships
. Data Management
. Contracts & Negotiations
. Process Improvements
. Accounting Systems
​. Middle Office
Developing Policies & Procedures

. Compliance Manuals
. AMLpolicy
. Privacy policy
. Conflicts of Interest policy
. Branch Manager’s Supervision Guide
. Client Complaint Handling
. Options Supervision
. Branch Audit Programs
. Trade Desk Surveillance
. Managed Accounts and Fee-Based Accounts
. Relationship Disclosure Documents
. Account Application Forms
Regulatory Audits

. Compliance
. AML
. Privacy
. Operations
. Governance
​. Enterprise Risk Management
. Conflicts of Interest
​. Accounting & Finance
​. Fraud
. Coordinating the audit with regulators
. Help with audit response letters
​. Validating audit deficiencies are resolved
Global AML

. Regulatory Compliance investigations
. AML external audits
. AML/ATF Regulations & Risk Analysis
. AML/ATF Policy, Program Design & Reporting
. AML Governance
. AML risk assessments
. AML procedures
. AML Training
. KYC
. Enhanced Due Diligence
. Suspicious Transaction Reporting

The Ideal Leaders
end-to-end service