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Capital Markets
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Probably the most experienced Capital Markets team on the street
All levels of expertise up to CIA and CRO levels
Expertise
. Risk management experience includes interest rate, market, credit and operational risk management.
. Accounting, finance, risk management, treasury, internal controls audit/SOX and regulatory compliance.
. Governance, compliance and financial reporting.
. Internal control audits covering various businesses working directly with process owners/senior management advising them on the adequacy of internal controls and provided recommendations on remediation.
. Drafting policies, procedures and compliance documentation.
. Risk management experience includes interest rate, market, credit and operational risk management.
. Accounting, finance, risk management, treasury, internal controls audit/SOX and regulatory compliance.
. Governance, compliance and financial reporting.
. Internal control audits covering various businesses working directly with process owners/senior management advising them on the adequacy of internal controls and provided recommendations on remediation.
. Drafting policies, procedures and compliance documentation.
Serving major clients around the world
. Our team members have completed consulting assignments at major financial institutions including TD Bank, Manulife, Royal Bank, Scotia Bank, CIBC and Sun Life.
. Our team members have completed consulting assignments at major financial institutions including TD Bank, Manulife, Royal Bank, Scotia Bank, CIBC and Sun Life.
Geographic experience
. Conducted audits in Canada, UK, Hong Kong, UK, Australia, Japan, Channel Islands and the Caribbean.
. Conducted audits in Canada, UK, Hong Kong, UK, Australia, Japan, Channel Islands and the Caribbean.
Internal Audit & Advisory Services
Capital Markets Risk Management
Capital Markets Risk Management
- Risk Management Best Practices
- Credit Risk, Market Risk, Liquidity Risk, Operational Risk
- Risk Mgt. Policy, Credit Risk Policies, Model Risk Policy
- Private Equity & Ventures
- Quality Assurance Reviews
- Model Vetting & Validation
- CVA, Reserve, Valuations
- Basel II, III
- Risk/Regulatory Reporting (DFA, EMIR)
- Capital Structure & Management
- VaR, IRC, DSR
- IPV, Pricing,
- Performance Analysis
- P&L, PAA, Trade Support
- Data management
- Project Management Reviews
- Quality Assurance
- Capital Markets Infrastructure design & development
- Technology Solutions
- On Site Development & Outsourcing
- Back Office & Middle Office Outsourcing
- IT and Operations
