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    • Mo Bhamra
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    • Michael Castro
    • Chiranjib Chatterjee
    • Mumtaz Chaudhary
    • Shaheen Chaudhary
    • Sudha Datta
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    • Warren D'Souza
    • André Fortier
    • Mike Firth
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    • Paul Hedges
    • Andrew Hockin (Compliance)
    • Ken Green
    • Harry Gundy
    • Jim Harris
    • Mitch Hirshhorn
    • Sumit Jha
      • Sumit Experience
    • Elyan Jabre
    • Balveen Kaur
    • Kshitij Kaushal
    • Rohin Khurana
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    • Ron Kusano
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    • Mark Levesley
    • Cecily Ma
    • Tom O'Carroll
    • Simran Makkar
    • Sahil Malik
    • Terry Martinuk
    • Ed Mathur
    • David McIntosh
    • Indranil Mitra
    • David O'Marra
    • Arlene Palango
    • Doug Pirie
    • Karthikeyan Raaj
    • Jayanth Rao
    • David Rose
    • Dhritiman Roy
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    • Dhruv Sachdev
    • Dominic Vogel
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Picture

Capital Markets

Internal Audit
​Risk Management
Regulatory Compliance
Finance
​AML

Probably the most experienced Capital Markets team on the street
All levels of expertise up to CIA and CRO levels
Expertise

​​. Risk management experience includes interest rate, market, credit and operational risk management.
. Accounting, finance, risk management, treasury, internal controls audit/SOX and regulatory compliance.
. Governance, compliance and financial reporting.

. Internal control audits covering various businesses working directly with process owners/senior management advising them on the adequacy of internal controls and provided recommendations on remediation. 
. Drafting policies, procedures and compliance documentation. ​

Serving major clients around the world
. Our team members have completed consulting assignments at major financial institutions including TD Bank, Manulife, Royal Bank, Scotia Bank, CIBC and Sun Life. ​

Geographic experience
​. Conducted audits in Canada, UK, Hong Kong, UK, Australia, Japan, Channel Islands and the Caribbean.

Internal Audit & Advisory Services
​

Capital Markets Risk Management
  • Risk Management Best Practices
  • Credit Risk, Market Risk, Liquidity Risk, Operational Risk
  • Risk Mgt. Policy, Credit Risk Policies, Model Risk Policy
  • ​Private Equity & Ventures
  • Quality Assurance Reviews
  • Model Vetting & Validation​
  • CVA, Reserve, Valuations
Capital Management
  • Basel II, III
  • Risk/Regulatory Reporting (DFA, EMIR)
  • Capital Structure & Management
  • VaR, IRC, DSR
Middle Office and Product Control
  • IPV, Pricing,
  • Performance Analysis
  • P&L, PAA, Trade Support
  • Data management
IT Services
  • Project Management Reviews
  • Quality Assurance
  • Capital Markets Infrastructure design & development
  • Technology Solutions
  • On Site Development & Outsourcing
Operational Services
  • Back Office & Middle Office Outsourcing
Change Management
  • IT and Operations
Capital Markets Finance

The Capital Markets Team

Investment banking, Credit Risk
Market Risk
Regulatory Compliance
Project Implementation
Trading
Basel III
Corporate & Commercial Banking
Foreign Exchange
SOX
Operational controls
Private Equity
CM - Finance
CM - Finance
Op Risk Mgt
IT applications
AML
Financial Engineering
Structured interest rate derivatives
IT & Risk Management
Contact us
  • Home
  • Cardio-1
  • Caribbean Boutique Hotels
  • Plummy
  • HiPoint
    • Agricultural Pollution
  • Terratonics
  • Contact
  • About
  • Services
    • Startup to Unicorn
    • Funding Europe
    • Funding India
    • Digital Transformation
    • Digital Strategies
    • IT Asset Management
    • Data Ecosystems
    • Cloud Services
    • Strategic Implementation
    • Virtual Leaders
    • Audit & Accounting
      • Accounting & Financial Reporting
      • Internal Audit Outsourcing
      • Accounting Outsourcing
      • IFRS
      • Transaction Services
    • Risk and Compliance
      • Enterprise Risk
      • Operational Risk
      • Third-party Risk
      • Basel III
      • Corporate Social Responsibility
      • Training
    • Covid/BCP
    • Credit
      • Basel IV
    • AML
      • AML Training
    • Cyber Security
    • Marketing
    • Trading
    • Privacy
    • Change Management
  • Industries
    • Financial Services
    • Capital Markets
    • Structured Finance
    • Pension Services
    • Credit Unions
    • Asset Management
    • Brokerage
    • Corporations
  • Experts
    • Ken Clarke
    • Bijan Alagheband
    • Basel Anbari
    • Andrea Aimi
    • Wadih Antoun
    • Kapil Arya
    • Katia Barakat
    • Sharon Bauer
    • Mo Bhamra
    • Tim Boucher (CIA)
    • Dan Brennan
    • Michael CamilleriI
    • Michael Castro
    • Chiranjib Chatterjee
    • Mumtaz Chaudhary
    • Shaheen Chaudhary
    • Sudha Datta
    • Mark Dougherty
    • Warren D'Souza
    • André Fortier
    • Mike Firth
    • Frank Grigg
    • Paul Hedges
    • Andrew Hockin (Compliance)
    • Ken Green
    • Harry Gundy
    • Jim Harris
    • Mitch Hirshhorn
    • Sumit Jha
      • Sumit Experience
    • Elyan Jabre
    • Balveen Kaur
    • Kshitij Kaushal
    • Rohin Khurana
    • Data - Kieng Iv
    • Ron Kusano
    • Rebecca Lai
    • Mark Levesley
    • Cecily Ma
    • Tom O'Carroll
    • Simran Makkar
    • Sahil Malik
    • Terry Martinuk
    • Ed Mathur
    • David McIntosh
    • Indranil Mitra
    • David O'Marra
    • Arlene Palango
    • Doug Pirie
    • Karthikeyan Raaj
    • Jayanth Rao
    • David Rose
    • Dhritiman Roy
    • Nandini Roy
    • Dhruv Sachdev
    • Dominic Vogel
    • Bing Wang
    • Terence Yhip
    • Digital Solutions
  • Careers
  • Privacy Policy
  • Disclaimer