Search
Expertise

​​. Risk management experience includes interest rate, market, credit and operational risk management.
. Accounting, finance, risk management, treasury, internal controls audit/SOX and regulatory compliance.
. Governance, compliance and financial reporting.
. Internal control audits covering various businesses working directly with process owners/senior management advising them on the adequacy of internal controls and provided recommendations on remediation. 
. Drafting policies, procedures and compliance documentation. ​
Serving major clients around the world
. Our team members have completed consulting assignments at major financial institutions including TD Bank, Manulife, Royal Bank, Scotia Bank, CIBC and Sun Life. ​
Geographic experience
​. Conducted audits in Canada, UK, Hong Kong, UK, Australia, Japan, Channel Islands and the Caribbean.
Internal Audit & Advisory Services
​
Capital Markets Risk Management
  • Risk Management Best Practices
  • Credit Risk, Market Risk, Liquidity Risk, Operational Risk
  • Risk Mgt. Policy, Credit Risk Policies, Model Risk Policy
  • ​Private Equity & Ventures
  • Quality Assurance Reviews
  • Model Vetting & Validation​
  • CVA, Reserve, Valuations
Capital Management
  • Basel II, III
  • Risk/Regulatory Reporting (DFA, EMIR)
  • Capital Structure & Management
  • VaR, IRC, DSR
Middle Office and Product Control
  • IPV, Pricing,
  • Performance Analysis
  • P&L, PAA, Trade Support
  • Data management
IT Services
  • Project Management Reviews
  • Quality Assurance
  • Capital Markets Infrastructure design & development
  • Technology Solutions
  • On Site Development & Outsourcing
Operational Services
  • Back Office & Middle Office Outsourcing
Change Management
  • IT and Operations
Capital Markets Finance

The Capital Markets Team