Probably the most experienced Capital Markets team on the street
All levels of expertise up to CIA and CRO levels
. Risk management experience includes interest rate, market, credit and operational risk management. . Accounting, finance, risk management, treasury, internal controls audit/SOX and regulatory compliance. . Governance, compliance and financial reporting. . Internal control audits covering various businesses working directly with process owners/senior management advising them on the adequacy of internal controls and provided recommendations on remediation. . Drafting policies, procedures and compliance documentation.
Serving major clients around the world . Our team members have completed consulting assignments at major financial institutions including TD Bank, Manulife, Royal Bank, Scotia Bank, CIBC and Sun Life.
Geographic experience . Conducted audits in Canada, UK, Hong Kong, UK, Australia, Japan, Channel Islands and the Caribbean.
Internal Audit & Advisory Services Capital Markets Risk Management