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Mark Dougherty, CA CMA

Enterprise Risk
​Credit Risk
Market Risk
Liquidity Risk
Operational Risk
Conduct Risk
​Privacy Risk
Prudential Risk and Insurance Risk (General & Life)  ​

​

About​​

​Mark is a top performing and internationally experienced Risk Professional with Chief Risk Officer (CRO)/Head of Risk expertise.

Expertise​
​
. 
Senior Risk Expert, Chartered Professional Accountant (CPA) and Certified Management Accountant (CMA) (Big 4).
. Over 30 years’ Financial Services experience, including  over 20 years in Risk Management.  
. Roles: Interim Chief Risk Officer (CRO), Interim Head of Risk, NED and Consultant/Contractor for Programmes/Projects.
. Financial Services’ Sectors: Large Corporate, Capital Markets, Retail Banking, Asset Management, Life/General Insurance. 
. Risk Types Expertise:  Enteprise Risk, Credit Risk, Market Risk,  Liquidity Risk, Operational Risk, Conduct Risk, Prudential Risk and Insurance Risk (General & Life)  
. Capital Knowledge: Banking (Basel I, II, 2.5, III and preparation for Basel IV) and Insurance (Solvency 2). 
. Size of Clients Skills: Small, Medium and Large firms, including Section 166 (Skilled Persons Review) assignments. 
. A high-energy Senior Risk Manager with strong people skills and significant leadership and management experience.
​. Extensive experience in managing initiatives while concurrently focusing on the end-product.​ 

Geographies​
​

. Internationally mobile.
. Dual British/Canadian nationalities and a USA (TN-1) work/residency visa.
. Expertise across diverse geography: UK, Europe, N America (Canada & USA), W Indies, Australia/NZ, Middle East, Africa and Asia-Pacific.
. Resident in London, UK since 2007.

​Experience

Interim, Contract and Consulting Roles
  

United Bank Limited, Risk Consultant – UK   
Black Diamond Risk (Consulting) Enterprises, Risk & Capital Consultant—California, USA/UK    
Janus Henderson Investors (NYSE listed), Global Head-Enterprise Risk (Deputy CRO-33 staff) - UK    
Riyad Bank–London, Head of Risk Governance and Compliance (Interim), and Consultant – UK   
Globus Distribution Data Systems (GDDS), Risk Management Consultant - UK    
KCG-Europe (Securities-Trading/Market-Maker - NYSE listed) –Pillar 2 ICAAP Risk Consultant–UK   
Riyad Bank–London, Risk, Compliance and Governance Consultant – UK    
Hermes Investment Management, Chief Risk Officer (CRO)/Head of Risk (Interim) – UK    
Riyad Bank-London, Risk Management and Compliance Consultant - UK   
Risk Reward Limited, Director (Interim) of Risk Management - UK     
Barclays Bank, Workstream Lead: Framework-Op Risk/ERM, Functionalisation - UK     
Risk Reward Limited, Director (Interim) of Risk Management & Internal Audit – UK     
Legal & General Insurance, Solvency 2 IMAP Risk Subject-Matter Consultant - UK     
RSA Insurance, Solvency 2 Consultant, Internal Model Governance/Validation – UK   
Chartis Insurance (formerly AIG), Solvency 2 Risk Lead Consultant – UK & Ireland    
Virgin Money (Bank-UK), Interim Director of Credit & Financial Risks – UK/Scotland    
Aviva (Insurance-UK), Interim Chief Risk Officer (CRO-HO Region)/Risk Consultant UK     
Europe Arab Bank PLC (EAB), Consultant –UK     
Globus Distribution Data Systems (GDDS), Consultant – Canada     

CIBC (Canadian Imperial Bank of Commerce) – Toronto, Canada (with global remit)               
Head, Operational Risk Process Controls, Control Division              
Director/General Manager, Operational Risk, Risk Management                 
General Manager, Credit Risk Ratings, Credit Risk Policy & Portfolio Mgmt, Risk Management                
Senior Manager, Internal Audit & Corporate Security             
Managing Director/Business Head, Third World Loans Credit and Investments, International (50 staff)             
Manager, Accounts & Control, International Division       
Audit Manager, Head Office, Corporate Audit Department, Audit Division           

Ernst & Young - Toronto, Canada 
Staff Accountant & Business Advisory Group Consultant

Lecturing Experience

. Risk Management lecturer for Cambridge University’s (Cambridge, UK) Banking Executive Programme. 
. Taught Risk Management courses world-wide, in both developed countries and emerging markets.

Publications Experience

- Author of the book ‘The Intelligent Citizen’s Guide to Risks in Financial Institutions’ (Amazon).
- Contributing author for GARP’s (Global Association of Risk Professionals) textbook ‘Foundations of Banking Risks’ (2015).
- Author of numerous Risk Management articles for various professional journals.

Professional Qualifications 

- Chartered Professional Accountant (CPA), The Institute of Chartered Accountants of Canada, 2013
- Certified Management Accountant (CMA), The Society of Management Accountants of Canada, 1989
- International Associate (IA), American Institute of Certified Public Accountants (AICPA), USA, 2005 
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  • Experts
    • Ken Clarke
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    • Basel Anbari
    • Andrea Aimi
    • Wadih Antoun
    • Kapil Arya
    • Katia Barakat
    • Sharon Bauer
    • Mo Bhamra
    • Tim Boucher (CIA)
    • Dan Brennan
    • Michael CamilleriI
    • Michael Castro
    • Chiranjib Chatterjee
    • Mumtaz Chaudhary
    • Shaheen Chaudhary
    • Sudha Datta
    • Mark Dougherty
    • Warren D'Souza
    • André Fortier
    • Mike Firth
    • Frank Grigg
    • Paul Hedges
    • Andrew Hockin (Compliance)
    • Ken Green
    • Harry Gundy
    • Jim Harris
    • Mitch Hirshhorn
    • Sumit Jha
      • Sumit Experience
    • Elyan Jabre
    • Balveen Kaur
    • Kshitij Kaushal
    • Rohin Khurana
    • Data - Kieng Iv
    • Ron Kusano
    • Rebecca Lai
    • Mark Levesley
    • Cecily Ma
    • Tom O'Carroll
    • Simran Makkar
    • Sahil Malik
    • Terry Martinuk
    • Ed Mathur
    • David McIntosh
    • Indranil Mitra
    • David O'Marra
    • Arlene Palango
    • Doug Pirie
    • Karthikeyan Raaj
    • Jayanth Rao
    • David Rose
    • Dhritiman Roy
    • Nandini Roy
    • Dhruv Sachdev
    • Dominic Vogel
    • Bing Wang
    • Terence Yhip
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