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 Frank W. Grigg, CPA – CA

. Former CIA

. IFRS9


​. IT and Systems Development auditing

​. Risk Managment

​. FIs and Credit Unions


About
A senior audit and risk management professional with extensive background in investments, systems and operations auditing. Exceptional track record for strengthening governance functions across a major financial services organization; developing people and teams; and creating and automating risk based audit methodologies. Extensive knowledge of and implementation of IFRS9 impairment software from a world class provider.

Specialties:
Dealing with Boards as Chief Audit Executive
Auditing critical systems development projects
Recruiting, developing, leading IT and business audit functions
Assessment and enhancement of risk management effectiveness
IFRS9 Impairment project implementation


Expertise

​Internal Audit, Risk Management, Financial Institutions specialist, IFRS9 project implementation/Credit Risk Portfolio reporting
Former Chief Internal auditor and head of IT and Systems Development auditing

Experience

ALTERNA SAVINGS / ALTERNA BANK
VP Risk Management (2013 – 2017)
. developed formal risk appetite framework as required by regulator
. as project manager, delivered IFRS9 capability on a world class 3rd party system
. directed due diligence on potential merger partners
. developed credit reporting approach to monitor overall health of retail credit portfolio

VP and Chief Internal Auditor of Alterna Savings/Alterna Bank (2009-2016)
. dual role with Risk Management for 3 years until regulator requested roles be segregated
Doubled the productivity of the department:
. implemented an audit methodology to address the risks arising from the numerous systems change projects across the organization
. rationalized the audit universe and introduced a risk-based audit approach aligned with the organization’s enterprise risk management methodology
. implemented a Governance, Regulatory and Compliance system for internal audit. Obtained commitment from Enterprise Risk Management and Compliance departments to use this platform to centralize all risk and compliance information across the company
. selection, oversight and management of major CA firms to perform co-sourced reviews and audits of IT capabilities, IT security and Treasury
. acted as Chief Internal Auditor for a second smaller credit union
. extensive knowledge of financial institutions’ operations and finances allowed me to provide insights and experience beyond my position to Finance Committee members and management

MANULIFE FINANCIAL 1996 - 2009
VP, Audit Services

. cumulatively responsible for operations, technology, systems development and SOx audits in the Canadian, US, Reinsurance and Investment Divisions, as well as global oversight of the system development audits
. directed the implementation of purchased audit system to automate operational audits globally
. built a talented IT audit team from scratch

ERNST & YOUNG 1994 - 1996
Principal, Information Systems Audit

ROYAL TRUST 1990 -1994
Director of Information Systems Audit and Corporate Audit

BANK OF MONTREAL 1984 - 1989
Senior Management Positions with responsibility for:
. Worldwide responsibility for audit of all systems under development
. Responsible for all International, Treasury, Corporate and Central region domestic operational audits
. Managed, from inception, the Treasury Audit Function, covering all dealing and support functions for foreign exchange, securities, and derivatives trading worldwide

COOPERS AND LYBRAND: Audit Manager; Information Systems Audit Specialist; Audit Staff. 

Education
Bachelor of Commerce, McGill University 
Chartered Accountant (Ontario)
  • Home
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  • Services
    • Startup to Unicorn
    • Funding Europe
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    • Digital Transformation
    • Digital Strategies
    • IT Asset Management
    • Data Ecosystems
    • Cloud Services
    • Strategic Implementation
    • Virtual Leaders
    • Audit & Accounting
      • Accounting & Financial Reporting
      • Internal Audit Outsourcing
      • Accounting Outsourcing
      • IFRS
      • Transaction Services
    • Risk and Compliance
      • Enterprise Risk
      • Operational Risk
      • Third-party Risk
      • Basel III
      • Corporate Social Responsibility
      • Training
    • Covid/BCP
    • Credit
      • Basel IV
    • AML
      • AML Training
    • Cyber Security
    • Marketing
    • Trading
    • Privacy
    • Change Management
  • Industries
    • Financial Services
    • Capital Markets
    • Structured Finance
    • Pension Services
    • Credit Unions
    • Asset Management
    • Brokerage
    • Corporations
  • Experts
    • Ken Clarke
    • Bijan Alagheband
    • Basel Anbari
    • Andrea Aimi
    • Wadih Antoun
    • Kapil Arya
    • Katia Barakat
    • Sharon Bauer
    • Mo Bhamra
    • Tim Boucher (CIA)
    • Dan Brennan
    • Michael CamilleriI
    • Michael Castro
    • Chiranjib Chatterjee
    • Mumtaz Chaudhary
    • Shaheen Chaudhary
    • Sudha Datta
    • Mark Dougherty
    • Warren D'Souza
    • André Fortier
    • Mike Firth
    • Frank Grigg
    • Paul Hedges
    • Andrew Hockin (Compliance)
    • Ken Green
    • Harry Gundy
    • Jim Harris
    • Mitch Hirshhorn
    • Sumit Jha
      • Sumit Experience
    • Elyan Jabre
    • Balveen Kaur
    • Kshitij Kaushal
    • Rohin Khurana
    • Data - Kieng Iv
    • Ron Kusano
    • Rebecca Lai
    • Mark Levesley
    • Cecily Ma
    • Tom O'Carroll
    • Simran Makkar
    • Sahil Malik
    • Terry Martinuk
    • Ed Mathur
    • David McIntosh
    • Indranil Mitra
    • David O'Marra
    • Arlene Palango
    • Doug Pirie
    • Karthikeyan Raaj
    • Jayanth Rao
    • David Rose
    • Dhritiman Roy
    • Nandini Roy
    • Dhruv Sachdev
    • Dominic Vogel
    • Bing Wang
    • Terence Yhip
    • Digital Solutions
  • Careers
  • Privacy Policy
  • Disclaimer