ABOUT

Mitch transforms businesses by applying best practices in risk management, compliance, technology transformation and project management. He has over 15 years experience implementing change at global financial institutions with a particular focus on capital markets, wealth management, retail banking, and insurance.

​He provides advice to financial services companies requiring business and/or technology transformation (governance, risk and controls, regulatory compliance, solution delivery, data analytics).

Some of the areas where Mitch can make a difference:
➥ Establishing global governance functions.
➥ Improving Lines of Defense for Global Risk and Control.
➥ Designing operating models.
➥ Metric Reporting Programs.
➥ Regulatory change initiatives: Brexit, LIBOR, FRTB, MiFID II, and GDPR.
➥ Strategic assessments of vendor solutions.
➥ Online central data solutions for operational efficiency and growth.
➥ Transformation initiatives and cloud solutions.

Mitch conceptualizes a solution, provides strategic recommendations, builds internal consensus, leads implementation initiatives and improves operational effectiveness.

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Mitch coverts Concepts into Reality

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LEADERSHIP EXPERTISE

Corporate Governance — Risk Governance — Regulatory Compliance

Change Management — Digital Transformation — Technology Transformation

Strategic Planning — Process Improvement — Operational Efficiency

Team Building — Talent Management — People Development

Investment Banking — Corporate Banking — Financial Services

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REGULATORY EXPERTISE

OSFI — IIROC — FINTRAC — SEC — FINRA — OCC — FCA — CBIRC (China) — MAS (Singapore).

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GLOBAL EXPERTISE

US, Canada, LATAM, UK, India, China, Singapore, Australia, Ireland, Hong Kong.

Some key clients included Morgan Stanley, IIROC, TD Securities, UBS.

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All the People & Tools You Need to Succeed !