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    • Mitch Hirshhorn
    • Sumit Jha
      • Sumit Experience
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Jim Harris

Picture


​Global Custody,
Network Management
&
​Operations

About:
Jim Harris is a leading authority in Global Custody, Securities Lending, Settlements and Network Management teams. He is a Securities Industry professional with over 40 years’ experience in the UK and Canada.

​Jim has had leadership roles in projects related to UK Gilts, 
Equity settlements and offshoring.

Jim was the Chair of the Association of Global Custodians largest project on Depository Information Gathering.

Expertise
​
Jim is able to deliver projects on the following:  
​

Securities Services
. Request for Proposal (RFP) reviews/Custodial benchmarking/Due Diligence/Service Delivery Management/Risk Management 

Securities Lending
. Education/Awareness - Benchmarking/Due Diligence/RFP process

Contingency Planning
. High Impact Risk Assessment (HIRA)

Operational Service Reviews
. Current versus future modelling

Cost/Revenue Management
. Operational cost management/Revenue Generation

Business Transformation
. Strategic/Structural Re-engineering

Fiduciary Oversight
. Documentation/Regulation/Risk centric reporting
​

Education
​
. Training/Knowledge sharing

Jim has decades of On Site Due Diligence expertise, managing major relationships, and increasing efficiencies through Continuous Risk Assessment models.

Experience

Projects completed include;
​
. Transformation (dematerialization (UK Gilts),

. Team build and delivery (UK Equities desk),

. Industry initiatives (settlement cycles (UK Equities),

. Offshoring (Global Custody to Malaysia) and Global expansion (Regional hubs). 

. Total Quality Management creating and implementing a Process Improvement program for a 200 strong Global Custody Operations team in London

​. Global Custody training program across several major centres, which extended into RBC’s client base. 

Associations

. Served twice as the Chair of the Association of Global Custodians largest ongoing project, the Depository Information Gathering Project.

. Regular speaker at Industry events.  



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  • Home
  • Cardio-1
  • Caribbean Boutique Hotels
  • Plummy
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    • Agricultural Pollution
  • Terratonics
  • Contact
  • About
  • Services
    • Startup to Unicorn
    • Funding Europe
    • Funding India
    • Digital Transformation
    • Digital Strategies
    • IT Asset Management
    • Data Ecosystems
    • Cloud Services
    • Strategic Implementation
    • Virtual Leaders
    • Audit & Accounting
      • Accounting & Financial Reporting
      • Internal Audit Outsourcing
      • Accounting Outsourcing
      • IFRS
      • Transaction Services
    • Risk and Compliance
      • Enterprise Risk
      • Operational Risk
      • Third-party Risk
      • Basel III
      • Corporate Social Responsibility
      • Training
    • Covid/BCP
    • Credit
      • Basel IV
    • AML
      • AML Training
    • Cyber Security
    • Marketing
    • Trading
    • Privacy
    • Change Management
  • Industries
    • Financial Services
    • Capital Markets
    • Structured Finance
    • Pension Services
    • Credit Unions
    • Asset Management
    • Brokerage
    • Corporations
  • Experts
    • Ken Clarke
    • Bijan Alagheband
    • Basel Anbari
    • Andrea Aimi
    • Wadih Antoun
    • Kapil Arya
    • Katia Barakat
    • Sharon Bauer
    • Mo Bhamra
    • Tim Boucher (CIA)
    • Dan Brennan
    • Michael CamilleriI
    • Michael Castro
    • Chiranjib Chatterjee
    • Mumtaz Chaudhary
    • Shaheen Chaudhary
    • Sudha Datta
    • Mark Dougherty
    • Warren D'Souza
    • André Fortier
    • Mike Firth
    • Frank Grigg
    • Paul Hedges
    • Andrew Hockin (Compliance)
    • Ken Green
    • Harry Gundy
    • Jim Harris
    • Mitch Hirshhorn
    • Sumit Jha
      • Sumit Experience
    • Elyan Jabre
    • Balveen Kaur
    • Kshitij Kaushal
    • Rohin Khurana
    • Data - Kieng Iv
    • Ron Kusano
    • Rebecca Lai
    • Mark Levesley
    • Cecily Ma
    • Tom O'Carroll
    • Simran Makkar
    • Sahil Malik
    • Terry Martinuk
    • Ed Mathur
    • David McIntosh
    • Indranil Mitra
    • David O'Marra
    • Arlene Palango
    • Doug Pirie
    • Karthikeyan Raaj
    • Jayanth Rao
    • David Rose
    • Dhritiman Roy
    • Nandini Roy
    • Dhruv Sachdev
    • Dominic Vogel
    • Bing Wang
    • Terence Yhip
    • Digital Solutions
  • Careers
  • Privacy Policy
  • Disclaimer